Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Steven McAvoyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5007-23-2019
Daniel James MonezWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.07-12-2019
Jason MarshallWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5007-02-2019
Geoffrey Miles JohnstonWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.04-17-2018
Reginald Alan HammondsWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-13-2017
Joseph Thomas JosephWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5009-29-2017
Thomas Vincent GilroyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.03-03-2017
David Jeffrey BirnbaumWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.04-11-2016
Victor John PuglioWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$10002-05-2016
Wayne Christopher BrannanWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.12-18-2015
Michael Edward SzalkiewiczWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2511-18-2015
James Kevin SmildeWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-15-2015
Kim Louise CollinsWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.09-17-2015
Matthew Hugh HurleyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.09-15-2015
James Lyons BaxterWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.04-30-2015
Kevin John GieraltowskiWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2504-02-2015
Eddy Wei Shu HungWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2502-11-2015
Ian Marshall FitchWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$1002-06-2015
Daniel Robert LevinWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.01-30-2015
Todd Alan EngmannWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$1001-16-2015
Shauna Dion BichetWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.12-02-2014
Jeffrey Gareth HeimstaedtWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$20011-28-2014
Hung Brandon LyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-03-2014
Donald Christopher BrannockWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.09-24-2014
Daniel Patrick MingoWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.09-19-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.