Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Arthur MelbyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$10002-27-2009
David Alan MelbyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.02-27-2009
Michael Nunzio DiconzaWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2510-22-2009
Mark Richard StantonWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$20010-22-2009
Adrian Brendan KieransWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-22-2009
Robert Matthew FunkWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.11-16-2009
Andrew Leigh SmithWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.06-18-2010
Bennett Jay GordonWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2511-18-2011
Ryland T. CorryWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.08-21-2012
Haygood P. SeawellWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$15010-05-2012
Marc Joseph HollendonerWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2511-15-2012
Joseph Francis O'Loughlin Jr.Wells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5002-22-2013
James Ellington White Jr.Wells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$15010-18-2013
Mark Alexander SoukupWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5002-14-2014
Daniel Patrick MingoWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.09-19-2014
Donald Christopher BrannockWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.09-24-2014
Hung Brandon LyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-03-2014
Jeffrey Gareth HeimstaedtWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$20011-28-2014
Shauna Dion BichetWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.12-02-2014
Todd Alan EngmannWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$1001-16-2015
Daniel Robert LevinWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.01-30-2015
Ian Marshall FitchWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$1002-06-2015
Eddy Wei Shu HungWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2502-11-2015
Kevin John GieraltowskiWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2504-02-2015
James Lyons BaxterWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.04-30-2015
Next Page »

Showing 1 to 25 of 39 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.