Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael SchrampfWells Fargo Clearing Services, LLCPNC Investments02-13-2009
John Charles DaughertyWells Fargo Clearing Services, LLCPNC Investments12-03-2010
Michael William SeeWells Fargo Clearing Services, LLCPNC Investments12-03-2010
Rajat Varada RajanWells Fargo Clearing Services, LLCPNC Investments12-15-2010
David Andrew BeagleWells Fargo Clearing Services, LLCPNC Investments12-17-2010
Daryl S. PeregrinWells Fargo Clearing Services, LLCPNC Investments01-14-2011
Brian Grant VassalluzzoWells Fargo Clearing Services, LLCPNC Investments01-21-2011
Stephen Scott SiegleWells Fargo Clearing Services, LLCPNC Investments02-18-2011
Mitchell David InskeepWells Fargo Clearing Services, LLCPNC Investments04-06-2011
Ronald Emanuel SevereWells Fargo Clearing Services, LLCPNC Investments$2505-20-2011
Michelle Frances ShockleyWells Fargo Clearing Services, LLCPNC Investments$15007-08-2011
Jennifer Lyn JacobsonWells Fargo Clearing Services, LLCPNC Investments07-29-2011
Mary-Claire MacdonaldWells Fargo Clearing Services, LLCPNC Investments$2510-21-2011
Rebecca Ann BerryWells Fargo Clearing Services, LLCPNC Investments10-25-2011
Shannon Wesley PetersonWells Fargo Clearing Services, LLCPNC Investments01-05-2012
Frank Thomas Guerriero Jr.Wells Fargo Clearing Services, LLCPNC Investments$10004-09-2012
Vincent Dewayne WhatleyWells Fargo Clearing Services, LLCPNC Investments$1008-21-2012
Charles Frank Herbison IIIWells Fargo Clearing Services, LLCPNC Investments08-28-2012
Daniel Oscar BrownWells Fargo Clearing Services, LLCPNC Investments10-04-2012
Eric James Campman, Jean Carol CarvilleWells Fargo Clearing Services, LLCPNC Investments10-19-2012
Marc Robert ParsonWells Fargo Clearing Services, LLCPNC Investments10-29-2012
Allan Jay Thompson Jr.Wells Fargo Clearing Services, LLCPNC Investments12-07-2012
Carlos Alberto EstevesWells Fargo Clearing Services, LLCPNC Investments02-22-2013
Wilma Kay GilbertWells Fargo Clearing Services, LLCPNC Investments03-11-2013
Robert Nicholas VolpeWells Fargo Clearing Services, LLCPNC Investments$1005-24-2013
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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