Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominick PalumboWells Fargo Clearing Services, LLCPNC Investments01-16-2019
Peter John DenningWells Fargo Clearing Services, LLCPNC Investments12-18-2018
Robert Paul Hanner Jr.Wells Fargo Clearing Services, LLCPNC Investments$2512-06-2018
April Lain-Show WuWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Heather Alicia ShaefferWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Melissa Ann BarnesWells Fargo Clearing Services, LLCPNC Investments$15011-08-2018
Monty Ray PollardWells Fargo Clearing Services, LLCPNC Investments$15010-04-2018
Tracy Earl DeanWells Fargo Clearing Services, LLCPNC Investments$109-28-2018
Shawn David PearsonWells Fargo Clearing Services, LLCPNC Investments$15008-28-2018
Marco Antonio SotoWells Fargo Clearing Services, LLCPNC Investments$15006-06-2018
John Robert Callaway Jr.Wells Fargo Clearing Services, LLCPNC Investments$15005-23-2018
Frank Paul HellriegelWells Fargo Clearing Services, LLCPNC Investments$5004-06-2018
Ruben TrujilloWells Fargo Clearing Services, LLCPNC Investments12-01-2017
William Roy Cashman IIIWells Fargo Clearing Services, LLCPNC Investments$2511-30-2017
Hoss EsmaeiliWells Fargo Clearing Services, LLCPNC Investments$3811-02-2017
William Joseph MurphyWells Fargo Clearing Services, LLCPNC Investments10-27-2017
Charles Cowart Jr.Wells Fargo Clearing Services, LLCPNC Investments10-13-2017
Timothy Edward AlbaneseWells Fargo Clearing Services, LLCPNC Investments10-02-2017
James C CunninghamWells Fargo Clearing Services, LLCPNC Investments$109-27-2017
Christopher Kyle CherasaroWells Fargo Clearing Services, LLCPNC Investments07-27-2017
Vladimir RazinWells Fargo Clearing Services, LLCPNC Investments07-21-2017
Johnny Fabian CortesWells Fargo Clearing Services, LLCPNC Investments07-17-2017
Lindsay Starks YoungWells Fargo Clearing Services, LLCPNC Investments07-17-2017
Ronald Alan MoriartyWells Fargo Clearing Services, LLCPNC Investments06-19-2017
Tyler Allen FosterWells Fargo Clearing Services, LLCPNC Investments06-16-2017
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Showing 1 to 25 of 181 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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