Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lyle Lindsay MeekWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5005-14-2009
Charles Leroy Wisner IIIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-02-2009
Daniel Keith SpeirsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5009-24-2009
Leslie Charles MelnickWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1001-22-2010
Harry Edward FischerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5003-17-2010
Steven Lewis SellmanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10004-23-2010
Kevin James PiskaWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5004-23-2010
Jay Andrew JensenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-17-2010
Richard Joseph Panico Jr.Wells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-27-2010
Mitchell Ross PindusWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2506-03-2010
Raymond Joseph HayesWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15006-07-2010
Sheldon Lewis SteuerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC06-25-2010
Marc Francis RogersWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10007-06-2010
Robert L FinkleWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5007-30-2010
Steven Brian WaxgiserWells Fargo Clearing Services, LLCRBC Capital Markets, LLC07-30-2010
Scott Francis MarshallWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15011-08-2010
Larry Scott PlaxeWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-10-2010
Michael Eugene ChapmanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5001-21-2011
Mark Linus FosterWells Fargo Clearing Services, LLCRBC Capital Markets, LLC02-22-2011
Stuart G SourifmanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5005-26-2011
Frank B. Gott IIIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5006-01-2011
Russell Stuart MoranWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-15-2011
Martin Benno WelzmullerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2509-28-2011
Tracey Lynn McLainWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-09-2011
Jay Kurt BrownWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-20-2011
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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