Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelly Ray GallagherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-08-2020
Tyler G ChildersWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-08-2020
Cinda Johnson CollinsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-12-2019
Karen Eberhart JacksonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC11-11-2019
Matthew S. LawrenceWells Fargo Clearing Services, LLCRBC Capital Markets, LLC10-15-2019
James Scott HigginsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC10-07-2019
Terry Parker RiderWells Fargo Clearing Services, LLCRBC Capital Markets, LLC04-20-2017
Tyler GundersonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-16-2016
Matthew David JohnsonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-07-2016
Daniel MitchellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-01-2016
Mark Stephen FoleyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-18-2015
Erica Rhea PisciottaWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-29-2015
Michael Shaw MacgregorWells Fargo Clearing Services, LLCRBC Capital Markets, LLC04-28-2015
Darlene Carol McGregorWells Fargo Clearing Services, LLCRBC Capital Markets, LLC04-17-2015
Maximilien Freelander IIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC04-02-2015
Michael Jay BerlinWells Fargo Clearing Services, LLCRBC Capital Markets, LLC03-26-2015
Crystal Lynne BridgforthWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-16-2015
William Matthew LawlorWells Fargo Clearing Services, LLCRBC Capital Markets, LLC11-28-2014
Patricia Anne GaribaldiWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-12-2014
John Joseph Darlington IIIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-10-2014
Linda Sue MacleanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-09-2014
David Christopher TeagueWells Fargo Clearing Services, LLCRBC Capital Markets, LLC11-07-2013
Michael Joseph MartinWells Fargo Clearing Services, LLCRBC Capital Markets, LLC07-24-2013
Patrick Joseph GroarkeWells Fargo Clearing Services, LLCRBC Capital Markets, LLC06-20-2013
Peter A. VroomanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-24-2013
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.