Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Payne Fenner IIIWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-18-2020
Manuel Allen PalanWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15010-17-2019
Pamela Annette GlaserWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15010-17-2019
Daniel S SoshnikWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-17-2019
Toby John SvobodaWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-17-2019
Louis PortnoyWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated07-26-2019
Michael C RodriguezWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated06-20-2019
Joseph Stewart GilbertWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-15-2019
William Anthony ArnoldWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$2511-30-2018
Kevin Thomas KeeleyWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$26403-09-2018
Michael Edward KalasWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5003-09-2018
Krista Murray ClarkeWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$2511-10-2017
Laurence Buell Tipton Jr.Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-19-2017
Kurt Jason GunterWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$12208-18-2017
Marc Joseph CabrajaWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$10007-06-2017
John Edward Shuster Jr.Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$1010-28-2016
Matthew Scott LigonWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-27-2016
Rusty Russell ClarkWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-27-2016
Michelle Lee LamondWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-27-2016
William Landon HaasWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated08-31-2016
David Patrick KeenerWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15003-24-2016
Kenneth Scott SparlingWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5003-24-2016
Mark SerbyWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$1001-29-2016
Gerald Salone HannahWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated01-07-2016
Jeanna Marie LucianoWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$1001-05-2016
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.