Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Louis GoldfaderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-16-2020
Bryan MayoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
Marc Stephen Irion IIWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
Sean GallagherWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
Connor P. GallagherWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
Stephen David PutinskiWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2020
Kayvan IzadpanahWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-27-2020
Roy Albert Mendoza Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
Gary Gene Cattich Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
Joseph Alan SeidlerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
Vincent John FiorentinoWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-16-2020
Sandra Graciela HalleyWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-16-2020
Bobby Joe FogleWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2020
Thomas Roe CosinukeWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-10-2019
Jenny Stiles HollandWells Fargo Clearing Services, LLCUBS Financial Services Inc.$7711-25-2019
James Joseph LombardiWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-14-2019
Michael W ShamesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10011-08-2019
Ricky David ChernokWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2019
John Robert DixonWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
George David FlandersWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
Robert Michael CoreWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
John Ronald CeravoloWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
Joseph Bradley KuceraWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10010-31-2019
Richard Clark FanninWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-30-2019
James Martin KaneWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-30-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.