Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Allen FruehaufWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-04-2012
James Grant BechtoldWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-12-2011
Stephen James BowmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-05-2011
Evan Richard WuhlWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-01-2011
Bonnie Joanne WhitehurstWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-30-2011
Sonya Navin Doshi-MccarthyWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-28-2011
Gilbert Roy SolonWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-28-2011
Harvey Jack MarkzonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2510-27-2011
Robert Charles Iorii Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.10-14-2011
Robert C. Iorii Sr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.10-14-2011
Philip Robbins McDonaldWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-07-2011
Leland Thomas OldhamWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15009-30-2011
Alan Bradley StaytonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-30-2011
Efraim GelberWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2509-01-2011
Scott Byron SuomelaWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-19-2011
Michael James O'BrienWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15008-01-2011
Daniel Patrick Murphy, Gregory Robert WrightWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-25-2011
Bryan Andrew LenetWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-18-2011
Kevin B AufmannWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-13-2011
Herman Tiemens IIWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-11-2011
Jeffrey Jon BotzWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-09-2011
Brian William NelsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-29-2011
Jorge BenitezWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-01-2011
Nanci Lundberg ZamlenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5003-02-2011
Pamela Jean EssexWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-16-2011
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Showing 301 to 325 of 460 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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