Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Patrick KirwanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-20-2011
Joanne Marie MeningerWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-20-2011
David W RodgersWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-13-2010
David Baker WhiteWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-10-2010
David Francis MarionWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5012-03-2010
Troy Douglas BrewerWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-12-2010
Gary Vincent ArenaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2510-29-2010
Mark William LoderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2510-15-2010
Eugene Gerard McQuillanWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-28-2010
David Roy JarmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-27-2010
Jennifer Lynn LyssyWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-27-2010
Andrew Cy BanksWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-10-2010
Matthew James OttuschWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-08-2010
Ken R CoburnWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2509-02-2010
Jean Pierre LucasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$20008-30-2010
Joseph Michael MerickaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-26-2010
George James MundyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-30-2010
Lori-Ann Elizabeth ArgentWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2507-23-2010
Stuart Franklin SakositsWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-21-2010
Clifford Houston HickersonWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-18-2010
Toby Duane FernerWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-15-2010
Kevin TefftWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-28-2010
Daniel Patrick MaroneyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-14-2010
Jeffrey Lloyd MischelWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-13-2010
David Randolph ThomasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-12-2010
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Showing 326 to 350 of 460 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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