Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Anthony ScoccaWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-01-2009
Alan Michael WozniakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-02-2009
Ralph Garcia Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$2501-02-2009
Thomas Francis Muldowney Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2009
Bradley Jay BarnblattWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-02-2009
Jason Edward SilvaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2501-09-2009
David Paul LindstedtWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-14-2009
Thomas Gordon McGeeWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-23-2009
Ralph Duane CroweWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-27-2009
Todd Michael BonvinoWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-27-2009
Rhonda Jean FinbyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-29-2009
Gary Stuart KokinWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-30-2009
Olga Nobrega PereiraWells Fargo Clearing Services, LLCUBS Financial Services Inc.$20002-01-2009
Alan Michael RizzutoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-05-2009
Michael Joseph HerronWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1002-06-2009
Ayman Noureddeen KahaleWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-06-2009
Janis Lynn Waldman-CooperWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-06-2009
John Gardiner Evans Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$1002-06-2009
Anne Naval SalindaWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-06-2009
Brian Christpoher TurnerWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-06-2009
Patricia Ellen DonelanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-13-2009
David Christopher MartinenkoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2009
William Joseph HochwaltWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-13-2009
Gilbert P. CastilloWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-13-2009
Raymond Edward MurphyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-13-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.