Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Michael WozniakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-02-2009
Ralph Garcia Jr., Bradley Jay BarnblattWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2501-02-2009
Jason Edward SilvaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2501-09-2009
David Paul LindstedtWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-14-2009
Thomas Gordon McGeeWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-23-2009
Ralph Duane CroweWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-27-2009
Rhonda Jean FinbyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-29-2009
Alan Michael RizzutoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-05-2009
John Gardiner Evans Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$1002-06-2009
Ayman Noureddeen KahaleWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-06-2009
Brian Christpoher TurnerWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-06-2009
Patricia Ellen DonelanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-13-2009
William Joseph HochwaltWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-13-2009
Gilbert P. CastilloWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-13-2009
David Christopher MartinenkoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2009
Barbara Lynn MarshWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2009
David W AxelsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-17-2009
Norman DixWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2502-17-2009
James Kenneth Bowles Sr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$2502-19-2009
Candace Lee AllenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-20-2009
Robert Leonard HartWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2502-20-2009
Nancy Faye AndersonWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Angelo CilientoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Stephen Robert HatcherWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Ramon Castillo GonzalezWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Next Page »

Showing 1 to 25 of 460 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.