Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Mitchel WhiteWells Fargo Clearing Services, LLCWaddell & Reed$10003-02-2009
Ronnie John SotoWells Fargo Clearing Services, LLCWaddell & Reed11-23-2009
Charles Perry CurtisWells Fargo Clearing Services, LLCWaddell & Reed03-05-2010
Joseph Irving ShawWells Fargo Clearing Services, LLCWaddell & Reed$1008-18-2010
Jason Richard MartinWells Fargo Clearing Services, LLCWaddell & Reed10-04-2010
Mason Bodie MonroeWells Fargo Clearing Services, LLCWaddell & Reed05-01-2011
Heather Lynn RushenbergWells Fargo Clearing Services, LLCWaddell & Reed$1006-28-2011
Nicolas Cuyler Kelly-SchwartzWells Fargo Clearing Services, LLCWaddell & Reed08-23-2011
Matthew Lee AustinWells Fargo Clearing Services, LLCWaddell & Reed06-12-2012
Jarrod Scott JacobiWells Fargo Clearing Services, LLCWaddell & Reed10-30-2012
Tracy Lee KendrickWells Fargo Clearing Services, LLCWaddell & Reed12-28-2012
Richard Donnard ParkerWells Fargo Clearing Services, LLCWaddell & Reed07-09-2013
John Benedict JamesonWells Fargo Clearing Services, LLCWaddell & Reed08-27-2013
Danny TanWells Fargo Clearing Services, LLCWaddell & Reed10-22-2013
Victor Corey PittsWells Fargo Clearing Services, LLCWaddell & Reed10-24-2013
Jonathan Dane GrantWells Fargo Clearing Services, LLCWaddell & Reed11-05-2013
Blair Aden ThompsonWells Fargo Clearing Services, LLCWaddell & Reed12-19-2013
Ka WongWells Fargo Clearing Services, LLCWaddell & Reed12-20-2013
Christopher Bruce RankenWells Fargo Clearing Services, LLCWaddell & Reed06-02-2014
Saeed Abdulla SulaimanWells Fargo Clearing Services, LLCWaddell & Reed06-13-2014
Boyce Michael ChastainWells Fargo Clearing Services, LLCWaddell & Reed07-21-2014
Timothy Richard GoldWells Fargo Clearing Services, LLCWaddell & Reed$5012-08-2014
Trevor Scott WalbridgeWells Fargo Clearing Services, LLCWaddell & Reed11-20-2015
Austin William SaxonWells Fargo Clearing Services, LLCWaddell & Reed06-14-2016
Jakob Daniel FriesWells Fargo Clearing Services, LLCWaddell & Reed08-02-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.