Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ghassan Charlie HowellWells Fargo Clearing Services, LLCWells Fargo Investments, LLC03-04-2011
Philip Sheridan AlmonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$20001-03-2011
Larry Gordon HandyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$20001-03-2011
Michelle Marie CareyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$20001-03-2011
Stephen Richard SchollerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$20001-03-2011
Shawn Michael DerbyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$20001-03-2011
Shawn Patrick SangerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$20001-03-2011
Kirk Alan McLelandWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Jeffrey Scott BanderWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
David Edward BehlerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Ruth Lenore TransueWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Kenneth Neil HaasWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Valerie Jean LeeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Ronald Joseph MercadoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Douglas Charles ErlacherWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Grant Mitchell KierzekWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Michael Lewis AbramsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Guy Randolph WilsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Nicholas Matthew BockWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Troy James JohnstonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Ken Scott ChastainWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
William Kelly HuffWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Andrew Morse BeebeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Brian Jens FirringWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Sean Keith ChatmanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
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Showing 1 to 25 of 1,160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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