Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Alexander JohnsonWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-21-2020
Holley Sanders PierceWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2020
Kelly Alan WindhamWells Fargo Clearing Services, LLCEdward Jones01-10-2020
Diane E. BeechWells Fargo Clearing Services, LLCAllstate Financial Services, LLC11-26-2019
Lisa Kay EastWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
G Scott Scott NewsomWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
Nicholas Royce DamronWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
Christopher W. HarperWells Fargo Clearing Services, LLCEdward Jones08-30-2019
Richard Alton Britt Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-02-2019
Laura Patricia BrittWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2019
Jesse W. SaundersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-02-2019
Ty Ray KeenumWells Fargo Clearing Services, LLCSA Stone Wealth Management Inc.06-24-2019
Santiago Ezequiel HechartWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
David Scott LepleyWells Fargo Clearing Services, LLCEdward Jones05-31-2019
Lacey ScottWells Fargo Clearing Services, LLCEdward Jones05-03-2019
Mark Covan ColeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Matthew Tyler SullivanWells Fargo Clearing Services, LLCMML Investors Services, LLC04-04-2019
David Christopher MayWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.04-01-2019
Eric Galvin JohnsonWells Fargo Clearing Services, LLCMorgan Stanley$5002-15-2019
Brooks Judson CollinsWells Fargo Clearing Services, LLCMorgan Stanley$1,00002-15-2019
Shelley Lynne ByrdWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Matthew T. StoreyWells Fargo Clearing Services, LLCEdward Jones01-28-2019
Emory T. ErbWells Fargo Clearing Services, LLCBBVA Securities Inc.01-09-2019
Robert P. Hanner Jr.Wells Fargo Clearing Services, LLCPNC Investments$2512-06-2018
Heather Alicia ShaefferWells Fargo Clearing Services, LLCPNC Investments11-20-2018
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.