Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jesse W. SaundersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-02-2019
Richard Alton Britt Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-02-2019
Ty Ray KeenumWells Fargo Clearing Services, LLCSA Stone Wealth Management Inc.06-24-2019
Matthew Tyler SullivanWells Fargo Clearing Services, LLCMML Investors Services, LLC04-04-2019
Eric Galvin Johnson, Brooks Judson CollinsWells Fargo Clearing Services, LLCMorgan Stanley$5002-15-2019
Emory T. ErbWells Fargo Clearing Services, LLCBBVA Securities Inc.01-09-2019
Robert P. Hanner Jr.Wells Fargo Clearing Services, LLCPNC Investments$2512-06-2018
John GreggWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$26809-21-2018
Aishah SmithWells Fargo Clearing Services, LLCBBVA Securities Inc.08-08-2018
Charles Ryan MuzzoWells Fargo Clearing Services, LLCNYLIFE Securities LLC07-09-2018
Gates Mcdonald SmallwoodWells Fargo Clearing Services, LLCDuncan-Williams, Inc.04-30-2018
Reed Lawrence HawkinsWells Fargo Clearing Services, LLCEdward Jones$15001-12-2018
Robert Keith GlassWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$2011-15-2017
Charles CowartWells Fargo Clearing Services, LLCPNC Investments10-13-2017
Libby Jaqunn ByrdWells Fargo Clearing Services, LLCPrincipal Securities, Inc.10-02-2017
Laurence B. Tipton IIIWells Fargo Clearing Services, LLCCetera Advisors LLC09-29-2017
Warren Craig KirbyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$4608-04-2017
George Collins McClintock Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Andrew Malone EwingWells Fargo Clearing Services, LLCSunTrust Advisory Services, Inc.11-10-2016
John W. DunnWells Fargo Clearing Services, LLCCountry Capital Management Company10-28-2016
Nathan Thomas BabbWells Fargo Clearing Services, LLCEdward Jones10-26-2016
John Hamilton Pounds IIIWells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2016
John Hamilton Pounds Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2016
William Gregory DorrietyWells Fargo Clearing Services, LLCRoyal Alliance Associates, Inc.$2506-20-2016
David Harlan HolbertWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.03-21-2016
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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