Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ty Ray KeenumWells Fargo Clearing Services, LLCSA Stone Wealth Management Inc.06-24-2019
Matthew Tyler SullivanWells Fargo Clearing Services, LLCMML Investors Services, LLC04-04-2019
Emory T. ErbWells Fargo Clearing Services, LLCBBVA Securities Inc.01-09-2019
Aishah SmithWells Fargo Clearing Services, LLCBBVA Securities Inc.08-08-2018
Charles Ryan MuzzoWells Fargo Clearing Services, LLCNYLIFE Securities LLC07-09-2018
Gates Mcdonald SmallwoodWells Fargo Clearing Services, LLCDuncan-Williams, Inc.04-30-2018
Charles CowartWells Fargo Clearing Services, LLCPNC Investments10-13-2017
Libby Jaqunn ByrdWells Fargo Clearing Services, LLCPrincipal Securities, Inc.10-02-2017
Laurence B. Tipton IIIWells Fargo Clearing Services, LLCCetera Advisors LLC09-29-2017
George Collins McClintock Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Andrew Malone EwingWells Fargo Clearing Services, LLCSunTrust Advisory Services, Inc.11-10-2016
John W. DunnWells Fargo Clearing Services, LLCCountry Capital Management Company10-28-2016
Nathan Thomas BabbWells Fargo Clearing Services, LLCEdward Jones10-26-2016
David Harlan HolbertWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.03-21-2016
Charles Andrew LineberryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Christopher C. CordleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Alan Stuart WeintraubWells Fargo Clearing Services, LLCMorgan Stanley08-26-2015
Everett Justus Dearman IIIWells Fargo Clearing Services, LLCFSA Investment Group, LLC12-05-2014
Christopher R. SmithWells Fargo Clearing Services, LLCMorgan Stanley11-20-2014
Matthew Lee LawingWells Fargo Clearing Services, LLCMorgan Stanley04-25-2014
Douglas Lawrence WhitmoreWells Fargo Clearing Services, LLCMorgan Stanley01-24-2014
David Wayne McKean Jr.Wells Fargo Clearing Services, LLCMorgan Stanley10-31-2013
Samuel Hill ThompsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2013
Gilbert Todd Meadows IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2012
Philip Robbins McDonaldWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-07-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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