Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Miller CrosbyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Jonathan Lawrence HurdWells Fargo Clearing Services, LLCInfinex Investments, Inc.05-16-2018
John Mark RossWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$15004-30-2018
Charles Andrew WallaceWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-16-2016
Christopher J. BoushelleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2016
Kyle David ScottWells Fargo Clearing Services, LLCInvestment Professionals, Inc.$5008-28-2015
Jared Wayne SmithWells Fargo Clearing Services, LLCEdward Jones04-17-2015
Robert E. DavisWells Fargo Clearing Services, LLCVision Advisors Financial Services Llc10-17-2014
Rosa Raquel ParrishWells Fargo Clearing Services, LLCEdward Jones$10008-01-2014
William Dean OliverWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.04-21-2014
William Richard PaytonWells Fargo Clearing Services, LLCMorgan Stanley07-19-2013
Margaret Goff BurggrafWells Fargo Clearing Services, LLCMorgan Stanley10-31-2012
Wade Cooper Meeks IIIWells Fargo Clearing Services, LLCMorgan Stanley$10009-07-2012
Curtis Leroy Coburn Jr.Wells Fargo Clearing Services, LLCMorgan Stanley09-07-2012
Janiece Marie SaundersWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$10005-25-2012
Jerry Layne Borden Jr.Wells Fargo Clearing Services, LLCEdward Jones$2504-23-2012
Mark Allan GilbertWells Fargo Clearing Services, LLCMorgan Stanley12-16-2011
Roger Louis O'Quin Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-03-2009
Sydney Leigh GilbertWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1004-03-2009
Raymond Ivory Tucker Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Debra Leanne PiercyWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$1002-27-2009
Kevin Thomas HornWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5002-05-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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