Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Edward PetteeWells Fargo Clearing Services, LLCMorgan Stanley$8503-15-2019
Robert William Dauk Jr.Wells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC03-11-2019
Rick Allen NunleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$22503-01-2019
Stephen Bernard GlowackaWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.$103-01-2019
Thomas Owen AnselWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Roger Wayne BurtonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$108-17-2018
Sean David NavageWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.08-03-2018
Mary Cathleen InorioWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.07-02-2018
Corey Andrew HollandWells Fargo Clearing Services, LLCEdward Jones03-29-2018
Raphael Lashar MackWells Fargo Clearing Services, LLCEdward Jones12-08-2017
Frederick L ArbonaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2017
Scott Charles BouwhuisWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-24-2017
Bernard David HarrisWells Fargo Clearing Services, LLCGlobal Retirement Partners LLC$2508-31-2017
Jeffrey John MckeeWells Fargo Clearing Services, LLCEdward Jones08-16-2017
Michael Wayne DixonWells Fargo Clearing Services, LLCCitizens Securities, Inc.08-11-2017
Robert Mark ChambersWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-06-2017
Felix-Albert DesmanglesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$106-01-2017
Derek Jason AllsupWells Fargo Clearing Services, LLCLPL Financial LLC05-23-2017
Nicholas Daniel GoinsWells Fargo Clearing Services, LLCEdward Jones05-01-2017
William John Paynter Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$10004-27-2017
Kathryn Teresa BascomWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-21-2017
Justin Michael LangWells Fargo Clearing Services, LLCPNC Investments03-16-2017
Ajmal HakeemiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2017
Marcus John LermanWells Fargo Clearing Services, LLCVanguard Marketing Corporation02-15-2017
Jon David ArdellWells Fargo Clearing Services, LLCMorgan Stanley$5701-06-2017
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Showing 1 to 25 of 188 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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