Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Rajaram ParekhWells Fargo Clearing Services, LLCMorgan Stanley04-22-2020
Vega Singlan HuenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-17-2020
Michael Louis GoldfaderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-16-2020
Irma TsikhiseliWells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC04-16-2020
Tom Doo ChoiWells Fargo Clearing Services, LLCEdward Jones04-16-2020
Franklin Daniel RockwellWells Fargo Clearing Services, LLCAXA Advisors, LLC03-19-2020
Brett Burnett AtkinsonWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-13-2020
Joseph Dominic De FalcoWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-13-2020
Richard PelfreyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-12-2020
Keith Richard ZavalaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Sandra M. SaenzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Royston Chal-Yow HungWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Philip Gregory MathiasWells Fargo Clearing Services, LLCMorgan Stanley$10002-14-2020
Lance Owen BurksWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-07-2020
Basil F. BaroukiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2020
Anh Thi Kim DangWells Fargo Clearing Services, LLCNorth Capital Private Securities Corporation02-03-2020
Eva ValverdeWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-31-2020
Kayvan IzadpanahWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-27-2020
Roy Albert Mendoza Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
Gary Gene Cattich Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
Joseph Alan SeidlerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-24-2020
Guyang Cliff XuWells Fargo Clearing Services, LLCBBVA Securities Inc.01-24-2020
Richard James SampleWells Fargo Clearing Services, LLCMorgan Stanley01-23-2020
Scott Howard GellerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2020
Erick Santiago BlockWells Fargo Clearing Services, LLCD.A. Davidson & Co.01-13-2020
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Showing 1 to 25 of 1,364 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.