Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryce BordwellWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10005-16-2012
Victor RodriguezWells Fargo Clearing Services, LLCCity National Securities, Inc.$35005-16-2012
Harry Sherdil Nestor Belmonte Kimberly TobiasWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$15010-11-2010
Thomas Gray Christina Jesperson Kevin Terao Albert Scudder Judy TapiaWells Fargo Clearing Services, LLCTriad Advisors LLC$11709-18-2015
Floe Financial PartnersWells Fargo Clearing Services, LLCLPL Financial LLC$30006-06-2012
Christopher SzotWells Fargo Clearing Services, LLCMorgan Stanley$5303-01-2020
Jeffrey GarzaWells Fargo Clearing Services, LLCMorgan Stanley$6802-13-2020
Doug HaskinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6602-01-2019
Louie A ValdezWells Fargo Clearing Services, LLCUBS Financial Services Inc.$20007-05-2018
Thomas P Kirwan Michael Brooks TownsendWells Fargo Clearing Services, LLCUBS Financial Services Inc.$19306-29-2018
Susanna Kim BrackeWells Fargo Clearing Services, LLCUBS Financial Services Inc.$21704-06-2018
Bernard SuissaWells Fargo Clearing Services, LLCMorgan Stanley$19310-11-2017
Michael MuehlWells Fargo Clearing Services, LLCMorgan Stanley$18010-11-2017
Jordan Varela Raquel ReynoldsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$30007-07-2017
Paul Zambriski Tyler PolsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$29006-30-2017
David J AndersonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$13806-29-2017
Matt Petersen Dwayne Michael Michael Budd Brian Gibson Randy Gibson Andy CarriganWells Fargo Clearing Services, LLCMorgan Stanley$58708-25-2016
Kenneth IbbetsonWells Fargo Clearing Services, LLCMorgan Stanley$10708-19-2016
Robert Duncan Bradley Newman Zachary BrevermanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$40007-26-2016
Joseph Volz William Hargrove Anne NorrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20505-23-2016
James Ritchie Neil ThobaniWells Fargo Clearing Services, LLCMorgan Stanley$9904-21-2016
Shahab MoradianWells Fargo Clearing Services, LLCMorgan Stanley$5002-18-2016
Jerod Wurm Casey FryeWells Fargo Clearing Services, LLCMorgan Stanley$19208-25-2015
Daniel Avan Alan ShapiroWells Fargo Clearing Services, LLCMorgan Stanley$19903-27-2015
Jeffrey KatzWells Fargo Clearing Services, LLCMorgan Stanley$17402-20-2015
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Showing 1 to 25 of 980 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.