Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Barton Hendren, Matthew Aaron Hendren, Lisa Diane Castillo, Erik Josef MatternWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Alan Michael WozniakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-02-2009
Ralph Garcia Jr., Bradley Jay BarnblattWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2501-02-2009
Matthew D CoinerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Lawrence Preston RudermanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-08-2009
Vicki Ellen PatmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-08-2009
Brandon David BernsteinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2009
Bill Winthrop HoughtonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-09-2009
Jason Edward SilvaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2501-09-2009
John Michael SloadWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-09-2009
David Paul LindstedtWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-14-2009
Patrick Worrall KearneyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-16-2009
Vance Edward SchroederWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Rainey Lou Campiglia Hanley, Jeffrey Norris Tadder, Robert Mark GilbertWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Sean Anthony LoftusWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Richard Rolando FultonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Gregory M HansenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Stephen John BlanchardWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-28-2009
Rhonda Jean FinbyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-29-2009
Kevin Robert O'ConnorWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-30-2009
Jon Delmar PinckneyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-30-2009
Ronald Stephen PolanskiWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$15001-30-2009
Glenn Lowell StoddardWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-30-2009
Elizabeth BourneWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-30-2009
Richard Napolin TillesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-30-2009
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Showing 1 to 25 of 1,290 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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