Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Peter BachopWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Harold John HendricksWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Danial Luis LopezWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Thomas Ian SchroederWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Kevin Francis O'ReganWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Darrell Brian HesfordWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Kathryn K. ColemereWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Sam George Consos IIIWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Gary Songhaw ChiangWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Vincent Anthony BonoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Jason Michael JaffeeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Jose L. CetaleWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Paul Theodore BosciaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Kenneth Richard PetersWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Joseph Carlyle FrankWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Scott Michael RogersWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Craig Edward HunterWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Rosemary CarlisleWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Michael Joseph PetersWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Stephen Anthony ThompsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Elizabeth Doris DahlWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Elliot Hsiao ChangWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
David Alan BorensteinWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Michael Anthony CruzWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Jeffrey Richard TanakaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
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Showing 226 to 250 of 1,290 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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