Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph KleinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-30-2009
Michael GevorkianWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-30-2009
Morgan Elliott WebberWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-30-2009
Keith Steven ClarkWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Terrance Joseph BlanchardWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Richard James RobinettWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-30-2009
Laura Ann SmithWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Linda Pearl ElliottWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-03-2009
Sandra Elizabeth McPeakWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-03-2009
Mark Edwin ThornburgWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$20002-06-2009
Mark Edward Schulten, Todd Michael Buchner, Allen Frances Schreiber, Merlin Che MickenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-06-2009
David Stefan NorrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-06-2009
Mark Edward RobbinsWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-06-2009
Gregory Alan MorganWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-06-2009
Ayman Noureddeen KahaleWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-06-2009
Ron Eli CukierWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-06-2009
Warren Robert SchultenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-06-2009
Michael Kevin AubelWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10002-12-2009
Gina Jessee CeredaWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10002-12-2009
Hugh Henry Levenson Jr.Wells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10002-13-2009
William Carroll ParenteWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-13-2009
Gilbert P. CastilloWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-13-2009
Michael James ForemanWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-13-2009
Catharine Milligan HobbsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-13-2009
David Christopher MartinenkoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2009
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Showing 26 to 50 of 1,290 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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