Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Daniher MansfieldWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-28-2009
L Dennis BrokawWells Fargo Clearing Services, LLCMorgan Stanley$1,00009-08-2009
Daniel Keith SpeirsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10009-24-2009
Tina Tinau LouieWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-25-2009
Amardeep PaulWells Fargo Clearing Services, LLCMorgan Stanley$29110-23-2009
Michael Hendricks UrnerWells Fargo Clearing Services, LLCMorgan Stanley$1,00010-23-2009
Tony LemosWells Fargo Clearing Services, LLCMorgan Stanley$1,00010-23-2009
Deborah Diane HinesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-03-2009
John Charles PribramWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2511-10-2009
Christian Norbert PfeifferWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-10-2009
John Carter PiperWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2009
Gregory L GutierrezWells Fargo Clearing Services, LLCMorgan Stanley$10012-03-2009
Douglas Alfredo SolorzanoWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-07-2009
Ralph Edwin Schneider IIWells Fargo Clearing Services, LLCMorgan Stanley$2501-07-2010
Martin David LevineWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-07-2010
Daryl Ray FarisWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2010
Mary Alice HansenfarisWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2010
Benjamin Douglas PapinawWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2010
Patrick Richard CindricWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-11-2010
M David PearlmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-11-2010
Winfield James WesternWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-22-2010
Robert Henry RosenbergWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-26-2010
William John MagetteWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00002-26-2010
Judd Brian FrankWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-26-2010
Jerrold Arthur Beyer JrWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00002-26-2010
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Showing 101 to 125 of 980 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.