Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Robert BishopWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15006-26-2009
Jeff Kent BoswellWells Fargo Clearing Services, LLCMorgan Stanley$15006-26-2009
William Eugene YuntWells Fargo Clearing Services, LLCMorgan Stanley06-26-2009
James Dale BurianWells Fargo Clearing Services, LLCMorgan Stanley$2506-30-2009
Gary Earl MillsWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-01-2009
Jason Dean HansenWells Fargo Clearing Services, LLCMorgan Stanley07-24-2009
Stephanie Hwei Min NyceWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2009
Donna P WillardWells Fargo Clearing Services, LLCMorgan Stanley$10008-06-2009
Prateek AmarWells Fargo Clearing Services, LLCMorgan Stanley$5008-10-2009
Neil ScheinbartWells Fargo Clearing Services, LLCMorgan Stanley08-14-2009
Barry Francis VergaWells Fargo Clearing Services, LLCMorgan Stanley$2508-20-2009
Anne Daniher MansfieldWells Fargo Clearing Services, LLCMorgan Stanley08-28-2009
Leslie Dennis BrokawWells Fargo Clearing Services, LLCMorgan Stanley09-08-2009
Daniel Keith SpeirsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5009-24-2009
Tina Tinau LouieWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$1009-25-2009
Tony LemosWells Fargo Clearing Services, LLCMorgan Stanley$15010-23-2009
Amardeep PaulWells Fargo Clearing Services, LLCMorgan Stanley10-23-2009
Michael Hendricks UrnerWells Fargo Clearing Services, LLCMorgan Stanley10-23-2009
John Charles PribramWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2511-10-2009
Christian Norbert PfeifferWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-10-2009
John Carter PiperWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-19-2009
Gregory L. GutierrezWells Fargo Clearing Services, LLCMorgan Stanley12-03-2009
Douglas Alfredo SolorzanoWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-07-2009
Laura Jeanne Russell-JonesWells Fargo Clearing Services, LLCWM. H. Murphy & Co., Inc.12-07-2009
Ralph Edwin Schneider IIWells Fargo Clearing Services, LLCMorgan Stanley$2501-07-2010
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Showing 101 to 125 of 1,290 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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