Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin David LevineWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2010
Mary Alice HansenfarisWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2010
Daryl Ray FarisWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2010
Benjamin Douglas PapinawWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2010
Marshall David PearlmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-11-2010
Patrick Richard CindricWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-11-2010
Winfield James WesternWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-22-2010
William John MagetteWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-26-2010
Jerrold Arthur Beyer Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-26-2010
Robert Henry RosenbergWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-26-2010
Judd Brian FrankWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-26-2010
Craig Robert CrawleyWells Fargo Clearing Services, LLCMorgan Stanley$5003-04-2010
Harry Edward FischerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5003-17-2010
James E. Church Jr.Wells Fargo Clearing Services, LLCMorgan Stanley04-05-2010
Mary Elizabeth CollinsWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-08-2010
Robert Maynard PenewellWells Fargo Clearing Services, LLCMorgan Stanley$5004-22-2010
Khanh Thuy Truong NguyenWells Fargo Clearing Services, LLCWells Fargo Investments, LLC04-23-2010
Bridget Colette WilliamsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC04-23-2010
Jahie Earleduard Moore-JohnsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC04-23-2010
Bridget Marie LukeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC04-23-2010
Marcus Lewis AlphinWells Fargo Clearing Services, LLCWells Fargo Investments, LLC04-23-2010
Scott Thomas SargentWells Fargo Clearing Services, LLCMorgan Stanley$5004-30-2010
Laura Ann SmithWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-10-2010
John Michael FallonWells Fargo Clearing Services, LLCMorgan Stanley$15005-13-2010
Jeffrey Lloyd MischelWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-13-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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