Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bhawan DeepWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-16-2012
Juan Luis RamirezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-05-2012
Manuel DermanuelianWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-04-2013
Jonathon GonzalesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2504-29-2013
David Edward KunoldWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-28-2013
Joven Cordero Arella Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5006-28-2013
Paul Lester ClarkWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2506-28-2013
Adalberto PerazaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2013
Jeff PlyammWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-09-2013
Carlos Alberto VasquezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-27-2013
Jenna Simon DrymonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-30-2013
Ricky SiuWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-22-2013
Jennifer Mae FelixWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2013
Martin James YoungWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-24-2014
Sandy Situ WongWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-07-2014
Glen Gregory GuintoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-20-2014
Paul Allen DemkeWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2502-28-2014
Mikael LaraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-07-2014
Renee Kay LavalliWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-25-2014
Michael T. DareWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-30-2014
Kylan Maurice Patterson Sr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-01-2014
Christopher Edward HofmannWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-02-2014
Lisa Bettina LomeliWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-07-2014
Mehrdad AzargoshasbWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-13-2014
Fernando Rene MendozaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-28-2014
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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