Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Michael WozniakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00001-02-2009
Ralph Garcia JrWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2009
Bradley Jay BarnblattWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-02-2009
Jason Edward SilvaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00001-09-2009
David Paul LindstedtWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00001-14-2009
Rhonda Jean FinbyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-29-2009
Ayman Noureddeen KahaleWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2502-06-2009
Anne Michelle Naval SalindaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-06-2009
David Christopher MartinenkoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00002-13-2009
Gilbert P CastilloWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00002-13-2009
Norman DixWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00002-17-2009
David W AxelsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1102-17-2009
Mark Samuel GaleWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00003-27-2009
Tracey Marie Kenney-BrayWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-24-2009
Lorraine Miranda SalinasWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-04-2009
James Robert BishopWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-26-2009
Gary Earl MillsWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00007-01-2009
John Charles PribramWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2511-10-2009
Douglas Alfredo SolorzanoWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-07-2009
Daryl Ray FarisWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2010
Mary Alice HansenfarisWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2010
Benjamin Douglas PapinawWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2010
Patrick Richard CindricWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-11-2010
M David PearlmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-11-2010
Winfield James WesternWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-22-2010
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.