Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Todd MatthewsWells Fargo Clearing Services, LLCAIG Capital Services, Inc.$2510-11-2013
Darren Leonard BishopWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10009-28-2018
Matthew Joshua SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.09-28-2018
Brian Anthony TownleyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10008-22-2014
Daniel Allen SturgesWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5002-07-2014
Clayton Harvey RiddellWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-25-2018
Amanda Frances BumgarnerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-18-2018
Tabrenia Lynn DavidsonWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$1006-16-2017
James Joseph BeaupreWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$1001-08-2016
Paul Randall WalkerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.09-19-2012
Joshua Robert CamporaWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-27-2011
James Jake MortonWells Fargo Clearing Services, LLCBOK Financial Services, Inc.08-19-2016
Dennis Alan Haubert Jr.Wells Fargo Clearing Services, LLCCetera Investment Services LLC$7006-22-2017
James Darby BarrettWells Fargo Clearing Services, LLCChase Investment Services Corp.05-25-2012
Patricia Ann CockellWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
Michael Kevin LewallenWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.02-04-2019
Brandon Benjamin StarwaltWells Fargo Clearing Services, LLCEdward Jones05-30-2018
Timothy James MaherWells Fargo Clearing Services, LLCEdward Jones$5004-18-2016
David Wayne SalehWells Fargo Clearing Services, LLCEdward Jones$5010-31-2014
Bradley Scott CircleWells Fargo Clearing Services, LLCEdward Jones$5008-23-2013
Joel Lynn EvansWells Fargo Clearing Services, LLCEdward Jones$1008-02-2013
Tunc DiptasWells Fargo Clearing Services, LLCEdward Jones06-07-2011
Cheryl Ann SquierWells Fargo Clearing Services, LLCEdward Jones$2503-04-2011
Joshua Glen SmithWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC10-09-2014
Aaron David SchmiedelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.07-29-2016
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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