Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Norman RichWells Fargo Clearing Services, LLCMorgan Stanley$10010-25-2013
Douglas Alan BrownWells Fargo Clearing Services, LLCWells Fargo Investments, LLC10-06-2009
Edwin Raul SilvaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-14-2018
Erick Ivan GalarretaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-20-2019
Fay SheppardWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-02-2009
Gary Joseph PareseWells Fargo Clearing Services, LLCMorgan Stanley$10003-14-2014
George Haven Welker IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2010
George LombardiWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-29-2017
George W MurphyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-01-2009
Gregory John BavedasWells Fargo Clearing Services, LLCCambridge Investment Research, Inc.09-19-2018
Guillermo A. RoblesWells Fargo Clearing Services, LLCMorgan Stanley09-26-2014
Heather Michelle BrissetteWells Fargo Clearing Services, LLCLPL Financial LLC04-06-2016
Ian Marshall FitchWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$1002-06-2015
Jack Duncan RamaleyWells Fargo Clearing Services, LLCPeople's Securities, Inc.02-08-2016
James Alfred OliverWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-01-2016
James Russell Stanley Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1012-04-2015
Jarrod Fletcher SlaterWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$15002-22-2011
Jeffrey Bart CohenWells Fargo Clearing Services, LLCCAP Advisors LLC10-05-2012
Jenna Rachel FioreWells Fargo Clearing Services, LLCAXA Advisors, LLC08-03-2015
Jo Ann Swatt-CsireWells Fargo Clearing Services, LLCChase Investment Services Corp.07-01-2011
John AntonakisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-04-2015
John George Rotando Jr.Wells Fargo Clearing Services, LLCMorgan Stanley04-29-2016
John Joseph PasacretaWells Fargo Clearing Services, LLCMorgan Stanley$10004-29-2016
John Peter MillerWells Fargo Clearing Services, LLCMorgan Stanley$5005-30-2019
John Stephan JeeWells Fargo Clearing Services, LLCMorgan Stanley$10007-05-2012
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Showing 26 to 50 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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