Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Richard LakeWells Fargo Clearing Services, LLCMorgan Stanley$1008-04-2017
Jordan David SamelsonWells Fargo Clearing Services, LLCMorgan Stanley$10004-29-2016
Karen Ann BlanchardWells Fargo Clearing Services, LLCRBC Capital Markets, LLC02-12-2016
Katherine Louise BernardiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-20-2012
Kevin Francis Driscoll Sr.Wells Fargo Clearing Services, LLCBarclays Capital Inc.12-12-2014
Kevin Michael FlynnWells Fargo Clearing Services, LLCCeros Financial Services, Inc.$15001-10-2018
Kimberly Antico GordonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-03-2014
Krista PiccoWells Fargo Clearing Services, LLCFirst Clearing, LLC01-06-2009
Leon E. AkavalosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-01-2014
Lindsey Scott FergusonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15006-05-2015
Marc Joseph FleuetteWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-25-2014
Marcus Layne WackerWells Fargo Clearing Services, LLCSecurities America, Inc.$2509-20-2016
Mario Christopher FrattoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2019
Mark Ryan PhillipsWells Fargo Clearing Services, LLCMorgan Stanley$15003-14-2014
Mark W. NasoWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-01-2016
Matthew Damon MinichelloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-05-2015
Matthew David TrueWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
Michael Gerard MartucciWells Fargo Clearing Services, LLCMorgan Stanley$5001-03-2013
Michele Jeanne WatermanWells Fargo Clearing Services, LLCPeople's Securities, Inc.08-10-2012
Nathaniel Warren FooteWells Fargo Clearing Services, LLCMorgan Stanley$15007-02-2019
Nicole Alexis HigginsWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.12-05-2017
Patrick PiccirilliWells Fargo Clearing Services, LLCCitizens Securities, Inc.07-20-2018
Richard Andre QuirionWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5004-27-2009
Robert John SartoriWells Fargo Clearing Services, LLCMorgan Stanley$2509-17-2010
Ronald Michael GellmannWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-16-2009
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Showing 51 to 75 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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