Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan J. PinardWells Fargo Clearing Services, LLCCitizens Securities, Inc.04-18-2019
Sandra Liliana EspinelWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-20-2019
Sarah V ManWells Fargo Clearing Services, LLCMorgan Stanley02-20-2019
Scott Edward KellyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1003-06-2009
Scott James MastoccioloWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2012
Stephen BenincasaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15009-29-2017
Steven Claude VioletteWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-08-2019
Steven Jay SimesWells Fargo Clearing Services, LLCFirst Allied Securities, Inc.12-12-2012
Steven Thomas NorrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2010
Sylvia Nelly GuinanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-29-2009
Thomas Adrian RagoneseWells Fargo Clearing Services, LLCLincoln Financial Securities Corporation09-24-2015
Thomas Cruise Hofstetter IIIWells Fargo Clearing Services, LLCMorgan Stanley$5001-29-2016
Thomas Sean NolanWells Fargo Clearing Services, LLCMorgan Stanley03-14-2014
Thomas Xavier WaltonWells Fargo Clearing Services, LLCCitizens Securities, Inc.$15003-29-2018
Victor Alexander JosephWells Fargo Clearing Services, LLCLPL Financial LLC10-06-2016
Vincent Carl Feijoo Jr.Wells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$2503-27-2009
William Francis Schaeneman Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5006-01-2018
William Hayden BatesWells Fargo Clearing Services, LLCMorgan Stanley08-15-2014
William Matthew LawlorWells Fargo Clearing Services, LLCRBC Capital Markets, LLC11-28-2014
William P. Shoaf Jr.Wells Fargo Clearing Services, LLCMorgan Stanley02-08-2013
Zachary W. TraceyWells Fargo Clearing Services, LLCLincoln Financial Securities Corporation09-24-2015
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Showing 76 to 96 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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