Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alison Patricia ScavoneWells Fargo Clearing Services, LLCMorgan Stanley$5008-15-2014
Anthony John Bavedas Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5005-17-2013
Brian Joseph BelloWells Fargo Clearing Services, LLCMorgan Stanley$4402-20-2019
Brian P ScanlonWells Fargo Clearing Services, LLCMorgan Stanley$15002-20-2019
Charles B. McManus IIIWells Fargo Clearing Services, LLCMorgan Stanley$5008-29-2013
Christopher Alan SelkeWells Fargo Clearing Services, LLCMorgan Stanley04-22-2016
Daniel Norman BaronWells Fargo Clearing Services, LLCMorgan Stanley01-29-2016
Donald Norman RichWells Fargo Clearing Services, LLCMorgan Stanley$10010-25-2013
Gary Joseph PareseWells Fargo Clearing Services, LLCMorgan Stanley$10003-14-2014
Guillermo A. RoblesWells Fargo Clearing Services, LLCMorgan Stanley09-26-2014
John George Rotando Jr.Wells Fargo Clearing Services, LLCMorgan Stanley04-29-2016
John Joseph PasacretaWells Fargo Clearing Services, LLCMorgan Stanley$10004-29-2016
John Peter MillerWells Fargo Clearing Services, LLCMorgan Stanley$5005-30-2019
John Stephan JeeWells Fargo Clearing Services, LLCMorgan Stanley$10007-05-2012
Jonathan Richard LakeWells Fargo Clearing Services, LLCMorgan Stanley$1008-04-2017
Jordan David SamelsonWells Fargo Clearing Services, LLCMorgan Stanley$10004-29-2016
Mark Ryan PhillipsWells Fargo Clearing Services, LLCMorgan Stanley$15003-14-2014
Michael Gerard MartucciWells Fargo Clearing Services, LLCMorgan Stanley$5001-03-2013
Nathaniel Warren FooteWells Fargo Clearing Services, LLCMorgan Stanley$15007-02-2019
Robert John SartoriWells Fargo Clearing Services, LLCMorgan Stanley$2509-17-2010
Sarah V ManWells Fargo Clearing Services, LLCMorgan Stanley02-20-2019
Thomas Cruise Hofstetter IIIWells Fargo Clearing Services, LLCMorgan Stanley$5001-29-2016
Thomas Sean NolanWells Fargo Clearing Services, LLCMorgan Stanley03-14-2014
William Francis Schaeneman Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5006-01-2018
William Hayden BatesWells Fargo Clearing Services, LLCMorgan Stanley08-15-2014
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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