Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anibal AlvaradoWells Fargo Clearing Services, LLCCitigroup Global Markets, Inc.08-06-2019
Bruce Allen DavisWells Fargo Clearing Services, LLC Morgan Stanley$10006-10-2019
Lloyd M DavisWells Fargo Clearing Services, LLC Morgan Stanley$2506-07-2019
Burt William MiltenbergerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5005-31-2019
Craig Steven NombergWells Fargo Clearing Services, LLCDAVID LERNER ASSOCIATES, INC.$25005-29-2019
Craig Steven NombergWells Fargo Clearing Services, LLC David Lerner Associates, Inc.$25005-29-2019
Mahmoud ElawadiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$102-28-2019
Julian F Pace Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-22-2019
Robert A DeblasioWells Fargo Clearing Services, LLCMorgan Stanley$2502-15-2019
Steven Andrew RodmanWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Dorothy Alice AdairWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Elson T ChristianWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Sugeil Milagros PerezWells Fargo Clearing Services, LLCMorgan Stanley$15012-07-2018
Chad Allent DevoreWells Fargo Clearing Services, LLCAmerican Equity Investment Corporation$111-19-2018
Ethan Misho CampbellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$111-14-2018
Melissa Ann BarnesWells Fargo Clearing Services, LLCPNC Investments$15011-08-2018
Anthony Francisco PetiscoWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$1010-17-2018
Robert Anthony DevereuxWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2510-12-2018
Shawn Edward BakerWells Fargo Clearing Services, LLCCetera Investment Services LLC10-08-2018
Sheryl Lavette LavetteWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Nick Anthony MazzurcoWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-28-2018
David Lynn TheriaultWells Fargo Clearing Services, LLCMorgan Stanley$10009-07-2018
Pablo Cesar AnnovelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15008-29-2018
Tony Allen GraybealWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$5008-15-2018
Justin Nicholas SpinelloWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2018
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Showing 1 to 25 of 778 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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