Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Raymond LemerWells Fargo Clearing Services, LLCMulti-Bank Securities, Inc.11-29-2012
Carmelita Yunaranie Singh-MayerWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$2511-16-2012
Rodger Edmund GoldmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-08-2012
Nordia Hue RoseWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-06-2012
Matthew Gordon JaquissWells Fargo Clearing Services, LLCFifth Third Securities, Inc.10-29-2012
Brian J KudickWells Fargo Clearing Services, LLCEdward Jones10-29-2012
Luis Antonio DelgadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-18-2012
Doraida FernandezWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-01-2012
Michael PadillaWells Fargo Clearing Services, LLCAegis Capital Corp.$5009-24-2012
Max Mordechai BeckerWells Fargo Clearing Services, LLCEdward Jones09-24-2012
Gonzalo Luis VillenaWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.09-04-2012
Michele Dawn AlexWells Fargo Clearing Services, LLCMorgan Stanley$5008-31-2012
Lisa A SpadaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2012
Matthew Lewis FlyntWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC$15007-30-2012
John Andrew LobiancoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10007-09-2012
William Matthew WoodWells Fargo Clearing Services, LLCWells Fargo Advisors Financial Network, LLC07-09-2012
Jose Javier CanoWells Fargo Clearing Services, LLCSantander Securities LLC07-03-2012
Bryan Mic Hael DrowosWells Fargo Clearing Services, LLCMorgan Stanley$15006-29-2012
Timothy Sean LoganWells Fargo Clearing Services, LLCMorgan Stanley$10006-27-2012
Philip Paul BailieWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$2506-22-2012
Huxley J. PintoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2012
Steven Matthew KobrinWells Fargo Clearing Services, LLCVoya Financial Advisors, Inc.06-18-2012
Steve Mark RaizinWells Fargo Clearing Services, LLCMorgan Stanley$20005-11-2012
David Alan SalbergWells Fargo Clearing Services, LLCMorgan Stanley$10005-11-2012
Brent William DormanWells Fargo Clearing Services, LLCMorgan Stanley05-11-2012
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Showing 301 to 325 of 482 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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