Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason M. ForstotWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-01-2009
Andrew Robert FuhrmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-02-2009
Bruce Howard EisenbergWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-05-2009
Thomas Richard MahowskiWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-08-2009
Steven LevinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2501-09-2009
Peter Anthony NicolettiWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$15001-09-2009
Amanda Leigh CampbellWells Fargo Clearing Services, LLCMorgan Stanley & Co. Incorporated01-09-2009
Robert Wade Sanders IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-15-2009
Todd David WatsonWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$5001-15-2009
David Louis BurgWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-16-2009
Adrian LorenzoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Richard Carlton Schneider Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-22-2009
Sonja Davis WaleschWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Ines RossWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-23-2009
Renato Mielak BoacWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-26-2009
Kathleen Mary SemaanWells Fargo Clearing Services, LLCUbs International Inc.$5001-27-2009
Jeffrey Scott SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2009
Charles Michael LloydWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2009
Clyde Wayne McMullenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-29-2009
David Allen WhiteWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2009
Karen Lynne DavisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-30-2009
Dan Price WhitakerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Faine Paula BeckermanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-30-2009
Gerry Ernie Powery Sr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Neil Paul TagarasWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2501-30-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.