Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Demetrius PolkWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-13-2019
Aaron Robert ParthemerWells Fargo Clearing Services, LLCMorgan Stanley$10010-21-2011
Adam Todd WexlerWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$10001-10-2017
Adamo Stephen CalistriWells Fargo Clearing Services, LLCFifth Third Securities, Inc.10-26-2015
Adrian LorenzoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Alan Keith SavittWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
Alan R. CicoraWells Fargo Clearing Services, LLCIndependent Financial Partners$5005-31-2013
Albert Glenn McNortonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-04-2009
Alberto SissoWells Fargo Clearing Services, LLCSAFDIE Investment Services Corp.01-14-2010
Alberto ValdesWells Fargo Clearing Services, LLCChase Investment Services Corp.09-03-2010
Alejandro Ariel TorresWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$5001-07-2013
Alejandro TrianaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-30-2016
Aleksandar SimeonovWells Fargo Clearing Services, LLCLSMA Capital, LLC02-25-2015
Alexander Armand ArvizuWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5008-15-2016
Alexander ArrietaWells Fargo Clearing Services, LLCCetera Investment Services LLC05-30-2019
Alexander B. IntriagoWells Fargo Clearing Services, LLCM Holdings Securities, Inc.10-31-2017
Alexandra Alexis AnthonyWells Fargo Clearing Services, LLCBNP Paribas Investment Services, LLC$10004-23-2014
Alfonso Gustavo GuerreroWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2012
Alfonso Montoya Jr.Wells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.01-27-2012
Alfonso Roberto TangherliniWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-06-2011
Alina LeganoaWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-23-2016
Allison L. DobosiewiczWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-06-2019
Aluizio Soares PachecoWells Fargo Clearing Services, LLCMorgan Stanley08-18-2016
Alvaro J. SuarezWells Fargo Clearing Services, LLCChase Investment Services Corp.09-14-2012
Amanda Leigh CampbellWells Fargo Clearing Services, LLCMorgan Stanley & Co. Incorporated01-09-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.