Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Raynee GreenWells Fargo Clearing Services, LLCMorgan Stanley07-12-2019
Richard A. KingWells Fargo Clearing Services, LLCMorgan Stanley07-10-2019
Bryan Marc DefrancesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15006-10-2019
Matthew Jay KutcherWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10006-10-2019
Wilber Dalton GeigerWells Fargo Clearing Services, LLCMorgan Stanley$5006-10-2019
Luis Angel Munoz Jr.Wells Fargo Clearing Services, LLCCetera Investment Services LLC06-07-2019
Daniel Joseph AbrahamsohnWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Bruce Allen DavisWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2019
Burt William MiltenbergerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5005-31-2019
Lloyd M DavisWells Fargo Clearing Services, LLCMorgan Stanley$2505-31-2019
Alexander ArrietaWells Fargo Clearing Services, LLCCetera Investment Services LLC05-30-2019
Craig Steven NombergWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.$25005-29-2019
Sebastian A GalarceWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-08-2019
Myriam Elizabeth Biglang-AwaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-03-2019
J Richard Ricky StewartWells Fargo Clearing Services, LLCMorgan Stanley$15004-26-2019

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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