Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jackson Dewitt KingWells Fargo Clearing Services, LLCCapital Research Advisors, LLC$15002-12-2020
Shaan Prakash WadhwaniWells Fargo Clearing Services, LLCMutual of America Life Insurance Company02-04-2020
Virgil Lee DortchWells Fargo Clearing Services, LLCMorgan Stanley$5010-11-2019
Anthony Nicholas FreemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-30-2019
Wesley Andrew PritchettWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-13-2019
Charles Tudor LaughlinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-28-2019
Luz Milena DelgadoWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC07-15-2019
Jason MarshallWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5007-02-2019
Marquita Rena WeaverWells Fargo Clearing Services, LLCPFS Investments Inc.06-19-2019
Thomas Kevin FosterWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2019
Kevin Scott GiddensWells Fargo Clearing Services, LLCMorgan Stanley$6205-31-2019
Joshua Andrew CarrWells Fargo Clearing Services, LLCEdward Jones05-30-2019
Arthur Latroy DunbarWells Fargo Clearing Services, LLCEquity Services, Inc.05-29-2019
Ryan Evan BadgerWells Fargo Clearing Services, LLCIFG Advisory, LLC04-08-2019
Margaret Ann CoxWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-14-2019
Alexandria Maria RasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
Ronnie Gene BrownWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
William S. WallerWells Fargo Clearing Services, LLCSynovus Securities, Inc.12-14-2018
Jerron Denard GreenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2018
Roberto J. GarciaWells Fargo Clearing Services, LLCE*TRADE Securities LLC11-06-2018
Brian E. HoltWells Fargo Clearing Services, LLCGWN Securities Inc.10-25-2018
Harold Tyler GayWells Fargo Clearing Services, LLCEdward Jones09-14-2018
Trent Linville DotyWells Fargo Clearing Services, LLCEdward Jones08-24-2018
David RijkersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2018
Matthew E. SherbondyWells Fargo Clearing Services, LLCPNC Investments07-06-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.