Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Kevin FosterWells Fargo Clearing Services, LLC Morgan Stanley$5006-07-2019
Ronnie Gene BrownWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
William S WallerWells Fargo Clearing Services, LLCSynovus Securities, Inc.$112-14-2018
David RijkersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-07-2018
Denzel Ja'Vaughn ColemanWells Fargo Clearing Services, LLCEdward Jones05-03-2018
April Dawn ClarkWells Fargo Clearing Services, LLCBB&T Securities, LLC05-02-2018
Henra Hosea ChennaultWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-02-2018
Minesh P AminWells Fargo Clearing Services, LLCBB&T Securities, LLC$104-27-2018
Caleb Charles HufstetlerWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.04-11-2018
Kyle Thomas WareWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2018
Joshua Kresge SpeeseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2017
Bari BridgesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2017
Benjamin Alexander Oxnard IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-07-2017
Aaron Michael TillingerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Krista Murray ClarkeWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15011-10-2017
Jeffery Ryan BickelWells Fargo Clearing Services, LLCBb&T Investment Services, Inc.$10011-02-2017
Laurence Buell Tipton Jr.Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5010-19-2017
Bradford Stanley WalshWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-29-2017
Patrick Scott HayesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2017
Jason Lee HesterWells Fargo Clearing Services, LLCLPL Financial LLC05-22-2017
Kenneth Scott WingerterWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-12-2017
William Breckenridge Brigham Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3805-05-2017
Richard Philip CapursoWells Fargo Clearing Services, LLCPNC Investments$104-19-2017
Will Abdul HaleyWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-08-2017
Timothy J. HoldWells Fargo Clearing Services, LLCPNC Investments01-18-2017
Next Page »

Showing 1 to 25 of 239 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.