Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M. TillingerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Adam Webster LeeWells Fargo Clearing Services, LLCEdward Jones$1001-10-2014
Alan Dale KinneyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-29-2010
Alexander Bennett GreeneWells Fargo Clearing Services, LLCMorgan Stanley07-26-2013
Alexandria Maria RasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
Andre Clyde SandersWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-20-2016
Andrea Brown MolaviWells Fargo Clearing Services, LLCUSAA Financial Advisors, Inc.11-04-2016
Andrew Roman TymchukWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$5010-14-2010
Arthur Brock SinklerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10009-07-2012
Ashlee Nicole GodfreyWells Fargo Clearing Services, LLCEdward Jones02-14-2014
Ashley A. WeleskoWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.01-13-2017
Ashton Cole GreenWells Fargo Clearing Services, LLCEdward Jones$2508-09-2013
Aubrey Dexter ParkerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-14-2010
Bari BridgesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2017
Benjamin Alexander Oxnard IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12912-07-2017
Bert Thomas TrapaniWells Fargo Clearing Services, LLCMorgan Stanley$5007-14-2015
Bradford S. WalshWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-29-2017
Brian Parker SimsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-30-2009
Brian Richard BuzunWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-08-2010
Brian William HungerfordWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2011
Bryan Roger LewisWells Fargo Clearing Services, LLCMorgan Stanley$5007-09-2010
Caleb C. HufstetlerWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.04-11-2018
Chandler Thomas WoodWells Fargo Clearing Services, LLCEdward Jones04-01-2015
Charles Dalton Miller Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$20008-26-2016
Charles Glenn NelsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2011
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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