Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex W. HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Timothy Jason RileyWells Fargo Clearing Services, LLCMorgan Stanley06-26-2019
Peter Anthony FineWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-17-2019
James John BannWells Fargo Clearing Services, LLCMorgan Stanley$5004-26-2019
David Kenneth JanusWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-16-2019
Thomas Lynn StotzWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-29-2019
Jesse DiazWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2503-29-2019
Brian Michael PellingWells Fargo Clearing Services, LLCGeneos Wealth Management, Inc.01-25-2019
Joseph L. KaramWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10008-23-2018
Jennifer A ArquillaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15005-25-2018
Ronald Joseph LambkeWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-25-2018
David Daniel ArquillaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-25-2018
Louis Anthony MontanaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$3705-25-2018
Stephen Porter PendletonWells Fargo Clearing Services, LLCWilliam Blair05-16-2018
Greg JohnsWells Fargo Clearing Services, LLCMoney Concepts Capital Corp05-15-2018
Mary ManiscalliWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Jennifer E LeongWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Kevin Thomas KeeleyWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$26403-09-2018
Michael Edward KalasWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$10003-09-2018
Frank V. SayersWells Fargo Clearing Services, LLCCetera Financial Specialists LLC02-06-2018
Thomas Joseph WielgosWells Fargo Clearing Services, LLCMML Investors Services, LLC$1012-11-2017
Thomas Edward BrownWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2017
Scott Kenneth ElgerWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated11-16-2017
Jennifer Lynn GouldWells Fargo Clearing Services, LLCBlackRock Investments, LLC11-16-2017
Alexander Scott ElgerWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated11-16-2017
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Showing 1 to 25 of 165 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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