Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judith Ann McNiffWells Fargo Clearing Services, LLCMorgan Stanley$2507-22-2011
Ryan Patrick McGinnisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-05-2011
Christopher S. SmulskiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-02-2011
Frank B. Gott IIIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5006-01-2011
James Van MooreWells Fargo Clearing Services, LLCMorgan Stanley$5005-13-2011
Mitchell David InskeepWells Fargo Clearing Services, LLCPNC Investments04-06-2011
Thomas Matthew RayWells Fargo Clearing Services, LLCMorgan Stanley01-14-2011
David Floyd PooleWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$1001-03-2011
Colleen Rose McCafferyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Lauren Razar MatlesWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Katherine Faye TaberWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Richard Anthony StanfelWells Fargo Clearing Services, LLCMelville Island, LLC12-29-2010
Gary Eugene LoweryWells Fargo Clearing Services, LLCMorgan Stanley$10009-28-2010
Darin James MullerWells Fargo Clearing Services, LLCMorgan Stanley$5009-28-2010
Stephen G. DouglasWells Fargo Clearing Services, LLCMidwestern Securities Trading Company, LLC$1009-07-2010
Deborah Kathleen Viccone-SimonWells Fargo Clearing Services, LLCMorgan Stanley$5008-30-2010
Constantinos Dean Frank YianasWells Fargo Clearing Services, LLCMorgan Stanley05-27-2010
Michael James Herget Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-16-2010
Evan George ChiligirisWells Fargo Clearing Services, LLCMorgan Stanley01-29-2010
Julie Ann GraceWells Fargo Clearing Services, LLCMorgan Stanley01-29-2010
Deborah Diane HinesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-03-2009
James W McGheeWells Fargo Clearing Services, LLCEhlert Financial Group, Inc.04-27-2009
Steven Jay Ortman, Susan Kathleen FellerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-24-2009
Peter Frederick BauerWells Fargo Clearing Services, LLCOakbrook Financial Group, Llc$1004-21-2009
Gytis KavaliauskasWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-31-2009
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Showing 126 to 150 of 165 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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