Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephan F DiolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-02-2009
William Everett Rhoades IiiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
Joseph Victor TesherWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-27-2009
John William ThunholmWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-27-2009
Theodore Joseph RussellWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
John Lambros KarkazisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$3002-27-2009
Craig Arthur DaunWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-27-2009
Michael Chester LapinskiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Keith Daniel JanczakWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Stewart Dow KinkadeWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-02-2009
Brian Kent HasbargenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-06-2009
Christopher Michael MarzecWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-13-2009
Robert Jess FootlikWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-13-2009
Terrence Charles VolkWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Curtis David WhitehouseWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Gytis KavaliauskasWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-31-2009
Peter Frederick BauerWells Fargo Clearing Services, LLCOakbrook Financial Group, Llc$2504-21-2009
Steven Jay OrtmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-24-2009
Susan Kathleen FellerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-24-2009
James W McgheeWells Fargo Clearing Services, LLCEhlert Financial Group, Inc.$2504-27-2009
Evan George ChiligirisWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-29-2010
Julie Ann GraceWells Fargo Clearing Services, LLCMorgan Stanley01-29-2010
Jason Lee TurkinWells Fargo Clearing Services, LLCMorgan Stanley$1,00003-04-2010
Michael James Herget JrWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-16-2010
Deborah Kathleen Viccone-SimonWells Fargo Clearing Services, LLCMorgan Stanley$6008-30-2010
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Showing 1 to 25 of 192 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.