Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan FishmanWells Fargo Clearing Services, LLCMorgan Stanley$2501-16-2015
Alex StolperWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-15-2016
Alex W. HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Alexander Daniel BenassiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-16-2015
Alexander Scott ElgerWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated11-16-2017
Andrew L. McCormickWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC02-01-2016
Anthony Paylaga TorreonWells Fargo Clearing Services, LLCFifth Third Securities, Inc.12-11-2014
Anuj Dave GroverWells Fargo Clearing Services, LLCIncapital Distributors LLC11-12-2013
Bernard B NeumanWells Fargo Clearing Services, LLCMorgan Stanley$10001-16-2015
Bradley Lee GummowWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$10010-25-2012
Bradley Patrick SummersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2014
Brandon Lee CoryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2017
Brandon M. DanielsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2016
Brian Ernest SoczkaWells Fargo Clearing Services, LLCMetLife Securities Inc.08-06-2013
Brian John TerryWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-24-2015
Brian Kent HasbargenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
Brian Louis VallowWells Fargo Clearing Services, LLCMorgan Stanley$2504-25-2014
Brian Michael PellingWells Fargo Clearing Services, LLCGeneos Wealth Management, Inc.01-25-2019
Brooke BradyWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC03-04-2016
Bruce Fielden FraleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2013
Charles Michael CollinsWells Fargo Clearing Services, LLCMorgan Stanley05-20-2016
Chin-Hui SuWells Fargo Clearing Services, LLCMorgan Stanley01-16-2015
Christopher H. LarsonWells Fargo Clearing Services, LLCEdward Jones12-12-2016
Christopher Michael Marzec, Robert Jess FootlikWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-13-2009
Christopher R. MurrayWells Fargo Clearing Services, LLCMutual of Omaha Investor Services, Inc.01-14-2013
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Showing 1 to 25 of 165 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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