Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Angelo FancherWells Fargo Clearing Services, LLCMorgan Stanley07-20-2011
Brian Christopher CasebeerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
Brian Craig MoranWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-13-2015
Brian Mark DanielWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$10010-13-2015
Brian PerroneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-25-2012
Charles Louis Schorgl Jr.Wells Fargo Clearing Services, LLCMorgan Stanley12-04-2012
David Morgan Caudill, Kristen Lynne HaagWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-19-2010
Dwight James EnsmingerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2504-24-2009
George Stephen BillmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-30-2009
Gregory Dale SchlitterWells Fargo Clearing Services, LLCMorgan Stanley$6208-11-2017
Jacob B. MarrsWells Fargo Clearing Services, LLCUnited Capital Management of Kansas, Inc.05-02-2016
Jeffrey C PetersonWells Fargo Clearing Services, LLCEdward Jones$5009-14-2018
Joseph Edward PribulaWells Fargo Clearing Services, LLCMorgan Stanley07-20-2011
Kenneth Glenn IveyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$1009-22-2017
Kyle Alan HerrmanWells Fargo Clearing Services, LLCCommerce Brokerage Services, Inc.$10010-26-2016
Kyle Jordan CrossWells Fargo Clearing Services, LLCSecurian Financial Services, Inc.05-14-2012
Margo Ann Shepard, Kenneth David Marker, Casey Michael VentrilloWells Fargo Clearing Services, LLCMorgan Stanley10-21-2010
Michael E. HoweyWells Fargo Clearing Services, LLCSignator Investors, Inc.01-01-2016
Michael Eugene BluntWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.10-01-2010
Peter Russell CarmackWells Fargo Clearing Services, LLCMorgan Stanley$10001-07-2010
Robert Wayne JacobWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5007-31-2012
Stephanie Sue ClayWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
Thomas Griffith WheelerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10011-19-2009
William Clair HoustonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-26-2016

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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