Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl David RobinsonWells Fargo Clearing Services, LLCM&T Securities, Inc.02-26-2020
William Michael SteadmanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC02-13-2020
Kevin Thomas O'BrienWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.12-12-2019
Ronald Lee ShawWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-02-2019
Kim Marie ValentineWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-07-2019
Zachary Josef RoweWells Fargo Clearing Services, LLCHornor, Townsend & Kent, LLC06-17-2019
Leo Anthony Robinson Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$8106-06-2019
Peter Michael AnnicelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-02-2019
Susan Joyce BellavanceWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Christopher David ColemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Allan Harold CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2019
Salvatore GiacaloneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-29-2019
Jonathan Allan CrudaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2019
Wyatt Todd AndreoliWells Fargo Clearing Services, LLCSantander Securities LLC01-22-2019
Robert Leonard RiceWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Samuel StarrWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Kelly Patricia LevangieWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Nathan R. FalsoWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-15-2018
Michael Joseph CosenzaWells Fargo Clearing Services, LLCMFS Fund Distributors, Inc.10-08-2018
Nicole Amy NelsonWells Fargo Clearing Services, LLCMorgan Stanley$2506-29-2018
Michael Andrew TretheweyWells Fargo Clearing Services, LLCMorgan Stanley$10006-29-2018
Norman Fuller Barrett IIIWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-02-2018
Mary M JamesWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-20-2017
Johan M. PereiraWells Fargo Clearing Services, LLCSantander Securities LLC12-19-2017
Enea JorgjiWells Fargo Clearing Services, LLCSantander Securities LLC12-19-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.