Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2506-27-2019
David Michael ButlerWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Neetu KohliWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.05-29-2019
Joseph Stewart GilbertWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-15-2019
Peter A GeorgelakosWells Fargo Clearing Services, LLCMorgan Stanley$5003-01-2019
Robert KamyaWells Fargo Clearing Services, LLCPNC Investments01-14-2019
Marco A SotoWells Fargo Clearing Services, LLCPNC Investments$15006-06-2018
Ricardo Ivan CardenasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-16-2018
Mark Aaron JutkowitzWells Fargo Clearing Services, LLCCommonwealth Financial Network10-17-2017
David C GreenWells Fargo Clearing Services, LLCEdward Jones08-01-2017
David James BoltenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00005-03-2017
Abigail BensimhonWells Fargo Clearing Services, LLCBNY Mellon Securities Corporation03-23-2017
Christian M. TaylorWells Fargo Clearing Services, LLCCetera Advisors LLC01-26-2017
Sandra MartinWells Fargo Clearing Services, LLCMorgan Stanley12-22-2016
Jeffrey Scott CohenWells Fargo Clearing Services, LLCNexPoint Securities, Inc.$1007-22-2016
John Charles PersonsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.06-30-2016
Megan Haynes BrenemanWells Fargo Clearing Services, LLCM&T Securities, Inc.06-16-2016
Gregory James Duncan-PetersWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2512-02-2015
Lorenzo David AscoliWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-02-2015
Charles MarksWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2015
Jennifer Campion DalyWells Fargo Clearing Services, LLCMorgan Stanley$2510-16-2015
Jeffrey Adam StrzelczykWells Fargo Clearing Services, LLCMorgan Stanley$5010-09-2015
Samuel David GreenbergWells Fargo Clearing Services, LLCMorgan Stanley10-05-2015
Richard A. WeinerWells Fargo Clearing Services, LLCPruco Securities, LLC.08-13-2015
Kathleen Walsh CountsWells Fargo Clearing Services, LLCMorgan Stanley07-02-2015
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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