Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Robert MellendickWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1001-26-2009
Petro ZouzoulasWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-12-2009
Kevin John KavanaghWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-13-2009
Ashby Day Shanks Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-13-2009
Michael L Devincentis Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-13-2009
Timothy Scott KelbaughWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Christopher Patrick HayburnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-13-2009
Steven Clifton NuetzelWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Michael Joseph HartmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-13-2009
Joshua Brandon WebbWells Fargo Clearing Services, LLCEdward Jones$1002-19-2009
Michael Dennis EnglehartWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
George Dircks Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-20-2009
Christopher James OzazewskiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-20-2009
David Michael EmigWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-20-2009
Eric B. DeckerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-20-2009
Gordana SchifanelliWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2009
Gary Roger PlushnickWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-27-2009
Catherine Marie NicholasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$20002-27-2009
Andrew Joseph EgberWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-27-2009
Miguel LopezWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-27-2009
Benjamin Joseph PetrilliWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-27-2009
Timothy Daniel CusackWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-06-2009
E William Gosnell Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-06-2009
Jonathan Kirk JayWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
David Michael WisniewskiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-20-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.