Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Weissman Ronald EpplerWells Fargo Clearing Services, LLCTelemus Investment Brokers, LLC$13108-02-2011
Jason Holyszko David Snider Russell Wittkopp Tammy MentelWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16502-25-2016
Thomas BraleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9502-18-2016
Jeffrey M FratarcangeliWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$42403-28-2014
Eric Whipple Stephen CooperWells Fargo Clearing Services, LLCMorgan Stanley$19503-08-2013
Richard PowellWells Fargo Clearing Services, LLCMorgan Stanley$17602-15-2013
Daniel MurphyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$30108-02-2011
Gregory WrightWells Fargo Clearing Services, LLCUBS Financial Services Inc.$13608-02-2011
Dathan LumpkinsWells Fargo Clearing Services, LLCJPMorgan Chase & Co.$11101-12-2018
Albert BergerWells Fargo Clearing Services, LLCJPMorgan Chase & Co.$10111-04-2016
John Bueno John Raetz Noah RobinsonWells Fargo Clearing Services, LLCJPMorgan Chase & Co.$1,50005-29-2014
Brian Scott EdgarWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-01-2020
Scott Richard OMaraWells Fargo Clearing Services, LLCEdward Jones$15007-20-2020
Mark Philip SchmidtWells Fargo Clearing Services, LLCMorgan Stanley10-15-2019
Kevin William FeitenWells Fargo Clearing Services, LLCWaddell & Reed09-27-2019
Eric Alan NeubeckerWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$50008-19-2019
Ralph Timothy AlbersWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$19908-15-2019
Robert Glen Hall JrWells Fargo Clearing Services, LLCUBS Financial Services Inc.$8608-08-2019
Eric Charles MetzgerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15005-15-2019
Mario PopajWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-24-2018
James Michael TietemaWells Fargo Clearing Services, LLCSecurian Financial Services, Inc.09-11-2018
Lisa Marie TimmerWells Fargo Clearing Services, LLCCetera Investment Advisers LLC08-31-2018
Romain Hubert DucasseWells Fargo Clearing Services, LLCMorgan Stanley08-30-2018
Caleb M WendzelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-28-2018
Scott Francis DroskieWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5005-04-2018
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.