Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa Ann VillellaWells Fargo Clearing Services, LLC Northwestern Mutual Investment Service, LLC$10006-07-2019
Nathan Paul RoggenbuckWells Fargo Clearing Services, LLCTransamerica Investors Securities Corporation04-20-2018
John Alfred MathisonWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.07-20-2017
Jeffrey Todd TimonenWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-10-2017
Fong HerWells Fargo Clearing Services, LLCEdward Jones04-18-2017
Timothy Joseph HaasWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$20003-31-2017
Mitchell James RobyWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$5003-06-2017
Pamela Sara MarkfortWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.03-06-2017
James Richard PrattWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$10002-03-2017
Suzanne Lynette FilipWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.01-23-2017
Fred Richard Le GrandWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00011-23-2016
Marc Nolan CohnWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2016
James Anthony SouderWells Fargo Clearing Services, LLCEdward Jones10-05-2016
Ireen SommerWells Fargo Clearing Services, LLCEdward Jones$108-12-2016
Richard Stanley Caldecott IIWells Fargo Clearing Services, LLCSagePoint Financial, Inc.08-08-2016
Daniel Craig DaggettWells Fargo Clearing Services, LLCMorgan Stanley$5007-15-2016
Rachel Marie St JohnWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.06-28-2016
Darin Lance DunhamWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$5006-03-2016
Christopher David SchwabWells Fargo Clearing Services, LLCMorgan Stanley05-13-2016
William Brian AveryWells Fargo Clearing Services, LLCDougherty & Company LLC$10004-29-2016
Leontre Cymone CampbellWells Fargo Clearing Services, LLCPFS Investments Inc.04-25-2016
Wendy Marie OksnessWells Fargo Clearing Services, LLCThrivent Investment Management Inc.04-13-2016
Mark Timothy FitchWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.04-05-2016
Jeremy Scott MandlerWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.03-16-2016
Lindy Grace VenustusWells Fargo Clearing Services, LLCValMark Securities, Inc.03-16-2016
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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